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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-22 |
| IL | RA | APPROVED | 2022-10-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Woodmen Of America | Rock Island | IL | 12/2004 | 01/2019 |
| Mwa Financial Services, Inc. | Rock Island | IL | 02/2005 | 01/2019 |
| Principal Life Insurance Company | Springfield | IL | 01/2019 | 10/2022 |
| Principal Securirties Inc | Springfield | IL | 01/2019 | 10/2022 |
| Ferguson Financial | Springfield | IL | 01/2019 | 10/2022 |
| Union Financial, Inc. | Springfield | IL | 09/2021 | 10/2022 |
| Lpl Financial Llc | Chatham | IL | 10/2022 | Present |
| Bank Of Springfield | Chatham | IL | 10/2022 | Present |
1. 10/03/2022 - BOS ASSET MANAGEMENT, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ CHATHAM, IL 2. 11/07/2022 - BOS Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/03/2022 - 150 Hours Per Month/150 Hours During Securities Trading. 3. 02/13/2024 - Bank Of Springfield - Financial Institution Duty - Not Investment Related - At Reported Business Location(s) - Start Date 3/01/2024 - 1 Hour Per Month 4. 03/07/2024 - BOS Wealth & Planning - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 3/11/2024 - 160 Hrs/Mo; 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-15 |
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