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Meredith Jane Ferguson

LPl Financial LLC

Chatham, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-22
IL RA APPROVED 2022-10-03
  • TX RA
    APPROVED_RES
    Since 2026-07-22
  • IL RA
    APPROVED
    Since 2022-10-03

Branch Locations

1140 Commercial Court, Chatham, IL 62629 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Rock Island IL 12/2004 01/2019
Mwa Financial Services, Inc. Rock Island IL 02/2005 01/2019
Principal Life Insurance Company Springfield IL 01/2019 10/2022
Principal Securirties Inc Springfield IL 01/2019 10/2022
Ferguson Financial Springfield IL 01/2019 10/2022
Union Financial, Inc. Springfield IL 09/2021 10/2022
Lpl Financial Llc Chatham IL 10/2022 Present
Bank Of Springfield Chatham IL 10/2022 Present
  • 12/2004 → 01/2019
    Modern Woodmen Of America
    Rock Island, IL
  • 02/2005 → 01/2019
    Rock Island, IL
  • 01/2019 → 10/2022
    Principal Life Insurance Company
    Springfield, IL
  • 01/2019 → 10/2022
    Principal Securirties Inc
    Springfield, IL
  • 01/2019 → 10/2022
    Ferguson Financial
    Springfield, IL
  • 09/2021 → 10/2022
    Union Financial, Inc.
    Springfield, IL
  • 10/2022 → Present
    Chatham, IL
  • 10/2022 → Present
    Bank Of Springfield
    Chatham, IL
Previous Registrations
Other Businesses

1. 10/03/2022 - BOS ASSET MANAGEMENT, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ CHATHAM, IL 2. 11/07/2022 - BOS Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/03/2022 - 150 Hours Per Month/150 Hours During Securities Trading. 3. 02/13/2024 - Bank Of Springfield - Financial Institution Duty - Not Investment Related - At Reported Business Location(s) - Start Date 3/01/2024 - 1 Hour Per Month 4. 03/07/2024 - BOS Wealth & Planning - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 3/11/2024 - 160 Hrs/Mo; 8 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-15
S63 Uniform Securities Agent State Law Examination 2000-03-15
  • S65 Uniform Investment Adviser Law Examination
    2001-05-15
  • S63 Uniform Securities Agent State Law Examination
    2000-03-15
Other Names
  • Meredith Jane Smith
  • Meredith S Ferguson

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