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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-09-12 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
7000 Piper Glen Dr Ste C, Springfield, IL 62711 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sandra C. Sampias, Self-Employed | Springfield | IL | 01/1989 | 12/2018 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 05/2004 | 09/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2005 | 09/2024 |
| Kestra Investment Services, Llc | Springfield | IL | 09/2024 | Present |
| Kestra Advisory Services, Llc | Springfield | IL | 09/2024 | Present |
Name: SCS FINANCIAL SERVICES, INC. DBA SS FINANCIAL GROUP POSITION: President NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/12/2024 ADDRESS: 7000 Piper Glen Dr.,, Ste C, Springfield IL 62711 DESCRIPTION: I am responsible for the daily operations of said corporation/DBA. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/12/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR Name: MILLER ACCORD POSITION: Member NATURE: Farm Land INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2024 ADDRESS: 22335 470th St., Pittsfield IL 62363 DESCRIPTION: None Name: WHITE CAPS 903 POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/19/2025 ADDRESS: 537 Teal Dr, Chatham IL 62629, United States DESCRIPTION: Respond to contacts who want to rent condo Receive rental income File lodging tax returns
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-05-12 |
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