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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-12-07
LA RA APPROVED 2015-12-02
  • TX RA
    APPROVED_RES
    Since 2015-12-07
  • LA RA
    APPROVED
    Since 2015-12-02

Branch Locations

970 S Acadia Rd Suite C, Thibodaux, LA 70301 • United States

4626 Sherwood Common Blvd. Suite 204, Baton Rouge, LA 70816 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Baton Rouge LA 12/2015 Present
Previous Registrations
  • 2015-11-17 → 2015-12-03
    Capital One Advisors, Llc
    Baton Rouge, LA
    Mclean, VA
Other Businesses

1. 12/2/2015 - Business First Wealth Solutions Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/1/2015 - Time Spent 100%. 2. 4/6/2020 - LGR Holdings LLC - DBA: LGR Wealth Solutions Group LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 07/02/2018 - 160 Hours Per Month/7 Hours During Securities Trading. 3. 4/6/2020 - LGR Wealth Solutions Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/03/2020 - 160 Hours Per Month/7 Hours During Securities Trading. 4. 1/7/2022 - LGR Properties LLC - Investment Related - 4626 Sherwood Common Blvd Ste #204 Baton Rouge, LA 70816 - Real Estate Rental - Start Date 3/19/2021 - 8 Hours Per Month/0 Hours During Securities Trading - LLC we set up to own our office. 5. 05/23/2022 - Roberson Consulting Group, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 07/01/2022 - 20 Hours Per Month/ 1 Hours During Securities Trading. 6. 05/25/2022 - LGR WSG Holdings LLC - Not Investment Related - 11307 Coursey Blvd, Baton Rouge, LA 70810 - Business Entity For Tax/Investment Purposes Only - Start Date - 07/02/2018 - 160 Hours Per Month/ 7 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-09
S63 Uniform Securities Agent State Law Examination 2012-02-07
  • S65 Uniform Investment Adviser Law Examination
    2015-11-09
  • S63 Uniform Securities Agent State Law Examination
    2012-02-07

View on SEC IAPD

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