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Christine M Smith

Wells Fargo Clearing Services, LLC

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-17
  • TX RA
    APPROVED_RES
    Since 2025-09-17

Branch Locations

1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Louis MO 12/2015 04/2022
Morgan Stanley New York NY 04/2022 09/2023
Wells Fargo Clearing Services, Llc New York NY 09/2023 Present
  • 12/2015 → 04/2022
    Stifel, Nicolaus & Company, Incorporated
    St. Louis, MO
  • 04/2022 → 09/2023
    Morgan Stanley
    New York, NY
  • 09/2023 → Present
    Wells Fargo Clearing Services, Llc
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-02-01
  • S63 Uniform Securities Agent State Law Examination
    2014-02-01
Other Names
  • Christine Marie Smith
  • Christine Simmons
  • Christine Marie Simmons
  • Christine Marie Smith
  • Christine Marie Smith
  • Christine Smith Simmons
  • Christine Smith

View on SEC IAPD

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