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30 Rockefeller Plaza, New York, NY 10112 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-10 |
Branch Locations
30 Rockefeller Plaza, New York, NY 10112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Inv./Putnam Retail Management | Andover | MA | 01/2008 | 05/2018 |
| Thornburg Investment Management Inc | Santa Fe | NM | 06/2018 | 08/2025 |
| Lazard Asset Management Llc | New York | NY | 10/2025 | Present |
| Lazard Asset Management Securities Llc | New York | NY | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-06 |
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