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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-08-02
TX RA APPROVED_RES 2023-07-21
  • KY RA
    APPROVED
    Since 2023-08-02
  • TX RA
    APPROVED_RES
    Since 2023-07-21

Branch Locations

300 Buttermilk Pike, Fort Mitchell, KY 41017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boone County Board Of Education Florence KY 02/2016 02/2017
Fifth Third Securities Crescent Springs KY 02/2017 07/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lakeside Park KY 07/2023 Present
Previous Registrations
Other Businesses

Name of the other business: Rental property Whether the business is investment-related: Not investment related Address of the other business: Cincinnati, OH 45227Nature of the other business: Rental Your position: Joint owner Title, or relationship with the other business: Joint owner Start date of your relationship: Jan 2002Approximate number of hours/month you devote to the other business Less than 1 hour Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business Do some cleaning I*2036331, Entity Type, Name of OBA: Rental Property 2 Address: Union, KY 41091 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 09/27/2024 No Hours: 2 No Hours during trading: 0 Duties: Co-owner with other family members of rental propertyI*: 2578340Entity Type: For ProfitName of OBA: Parking LotAddress: Cincinnati, OH 45227Investment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 07/15/2025Number of Hours: 2 hrs mthlyNumber of Hours during trading: 0 Duties: Parking Lot agreement with Premium Parking. Review monthly statements I*4515268 Entity Type: Fiduciary Role Name of OBA: L A N A A Address: Union, Kentucky, 41091 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 10/09/2025 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*4516265 Entity Type: Fiduciary Role Name of OBA: A N Address: Union, Kentucky, 41091 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 10/16/2025 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Spouse

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-30
S63 Uniform Securities Agent State Law Examination 2000-05-11
  • S66 Uniform Combined State Law Examination
    2007-03-30
  • S63 Uniform Securities Agent State Law Examination
    2000-05-11
Other Names
  • Samar Ayman Shkoukani
  • Samar Ayman Nabi

View on SEC IAPD

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