Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-08-02 |
| TX | RA | APPROVED_RES | 2023-07-21 |
Branch Locations
300 Buttermilk Pike, Fort Mitchell, KY 41017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boone County Board Of Education | Florence | KY | 02/2016 | 02/2017 |
| Fifth Third Securities | Crescent Springs | KY | 02/2017 | 07/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lakeside Park | KY | 07/2023 | Present |
Name of the other business: Rental property Whether the business is investment-related: Not investment related Address of the other business: Cincinnati, OH 45227Nature of the other business: Rental Your position: Joint owner Title, or relationship with the other business: Joint owner Start date of your relationship: Jan 2002Approximate number of hours/month you devote to the other business Less than 1 hour Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business Do some cleaning I*2036331, Entity Type, Name of OBA: Rental Property 2 Address: Union, KY 41091 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 09/27/2024 No Hours: 2 No Hours during trading: 0 Duties: Co-owner with other family members of rental propertyI*: 2578340Entity Type: For ProfitName of OBA: Parking LotAddress: Cincinnati, OH 45227Investment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 07/15/2025Number of Hours: 2 hrs mthlyNumber of Hours during trading: 0 Duties: Parking Lot agreement with Premium Parking. Review monthly statements I*4515268 Entity Type: Fiduciary Role Name of OBA: L A N A A Address: Union, Kentucky, 41091 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 10/09/2025 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*4516265 Entity Type: Fiduciary Role Name of OBA: A N Address: Union, Kentucky, 41091 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 10/16/2025 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Spouse
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-11 |
Reach out to this advisor