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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-04-27 |
| NY | RA | APPROVED | 2021-04-16 |
| CA | RA | APPROVED | 2017-05-19 |
| FL | RA | APPROVED | 2017-03-31 |
| NC | RA | APPROVED | 2017-03-31 |
| PA | RA | APPROVED | 2011-06-17 |
| CT | RA | APPROVED | 2011-06-13 |
| NJ | RA | APPROVED | 2008-03-10 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Westfield, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New York | NY | 04/2007 | Present |
| Park Avenue Securities | New York | NY | 12/2007 | Present |
| Guardian Life Insurance Company | Westfield | NJ | 06/2024 | Present |
| Park Avenue Securities | Westfield | NJ | 06/2024 | Present |
1) Insurance Products-sell insurance products other than Guardian when it's appropriate for my clients, Start: 01/24/2014, Address: 437 Madison Avenue 29th Floor New York, NY 10022, 10 total hours per month; 10 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-07 |
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