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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2022-12-07 |
| TX | RA | APPROVED | 2007-12-13 |
Branch Locations
2200 Space Park Dr. Ste 235, Houston, TX 77058 • United States
League City, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Houston | TX | 08/2007 | Present |
1. 8/4/2016 - No Business Name - Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Started 08/01/2016 - 0 Hours Per Month - Fiduciary capacity for cousin. 2. 8/14/2018 - Starburst Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/13/2018 - 160 Hours Per Month During Securities Trading. 3. 7/28/2020 - Mutual of Omaha - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 07/24/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Selling LTC insurance. 4. 2/24/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Notary Public - Start Date - 03/01/2023 - 1 Hours Per Month/1 Hours During Securities Trading - Public Notary
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-12 |
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