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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-09-26
  • MN RA
    APPROVED
    Since 2015-09-26

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56310 • United States

Sauk Rapids, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Greenwood Village CO 06/2026 Present
Cetera Financial Specialists Llc Schaumburg IL 06/2026 Present
Cetera Wealth Services, Llc El Segundo CA 06/2026 Present
Cetera Investment Services Llc Saint Cloud MN 08/2007 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2015 Present
  • 06/2026 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 06/2026 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2007 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 09/2015 → Present
    Schaumburg, IL
Previous Registrations
  • 2015-02-09 → 2015-09-26
    Cetera Wealth Services, Llc
    El Segundo, CA
    St Cloud, MN
Other Businesses

1. VOLUNTEER ASSISTANT YOUTH HOCKEY COACH AT SAUK RAPIDS YOUTH HOCKEY ASSOCIATION, 2/HRS/WK 2. USA HOCKEY OFFICIAL, 0-10/HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-09
  • S66 Uniform Combined State Law Examination
    2015-02-09

View on SEC IAPD

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