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Nathan Andrew Fogleman

Charles Schwab & Co., Inc.

San Diego, CA

San Diego, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-26
  • CA RA
    APPROVED
    Since 2022-01-26

Branch Locations

3570 Carmel Mountain Road Suite 120, San Diego, CA 92130 • United States

10920 Via Frontera Suite 100, San Diego, CA 92127-1730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. San Diego CA 08/2007 05/2024
Td Ameritrade Investment Management, Llc San Diego CA 11/2008 09/2023
Charles Schwab & Co., Inc. San Diego CA 01/2022 Present
Charles Schwab Bank, Ssb San Diego CA 07/2022 Present
  • 08/2007 → 05/2024
    Td Ameritrade, Inc.
    San Diego, CA
  • 11/2008 → 09/2023
    Td Ameritrade Investment Management, Llc
    San Diego, CA
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    San Diego, CA
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    San Diego, CA
Previous Registrations
  • 2008-11-07 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    San Diego, CA
    San Diego, CA
  • 2008-11-07 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-03
S63 Uniform Securities Agent State Law Examination 2008-03-04
  • S66 Uniform Combined State Law Examination
    2008-11-03
  • S63 Uniform Securities Agent State Law Examination
    2008-03-04
Other Names
  • Nathan Fogleman

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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