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520 Madison Avenue, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2025-12-05 |
| DC | RA | APPROVED | 2025-11-10 |
| MA | RA | APPROVED | 2025-11-04 |
| OR | RA | APPROVED | 2025-10-27 |
| FL | RA | APPROVED | 2025-10-13 |
| AZ | RA | APPROVED | 2025-10-10 |
| AR | RA | APPROVED | 2025-10-01 |
| AK | RA | APPROVED | 2025-09-23 |
| KY | RA | APPROVED | 2025-09-23 |
| MN | RA | APPROVED | 2025-09-23 |
| MT | RA | APPROVED | 2025-09-23 |
| SC | RA | APPROVED | 2025-09-23 |
| WI | RA | APPROVED | 2025-09-23 |
| MI | RA | APPROVED | 2025-09-22 |
| MS | RA | APPROVED | 2025-09-22 |
| ND | RA | APPROVED | 2025-09-22 |
| OK | RA | APPROVED | 2025-09-22 |
| UT | RA | APPROVED | 2025-09-22 |
| WV | RA | APPROVED | 2025-09-22 |
| WY | RA | APPROVED | 2025-09-22 |
| CO | RA | APPROVED | 2025-09-19 |
| GA | RA | APPROVED | 2025-09-19 |
| HI | RA | APPROVED | 2025-09-19 |
| IL | RA | APPROVED | 2025-09-19 |
| IN | RA | APPROVED | 2025-09-19 |
| IA | RA | APPROVED | 2025-09-19 |
| ME | RA | APPROVED | 2025-09-19 |
| MD | RA | APPROVED | 2025-09-19 |
| NV | RA | APPROVED | 2025-09-19 |
| NH | RA | APPROVED | 2025-09-19 |
| NM | RA | APPROVED | 2025-09-19 |
| NC | RA | APPROVED | 2025-09-19 |
| PA | RA | APPROVED | 2025-09-19 |
| RI | RA | APPROVED | 2025-09-19 |
| SD | RA | APPROVED | 2025-09-19 |
| TX | RA | APPROVED_RES | 2025-09-19 |
| VA | RA | APPROVED | 2025-09-19 |
| VI | RA | APPROVED | 2025-09-19 |
| AL | RA | APPROVED | 2025-09-18 |
| CA | RA | APPROVED | 2025-09-18 |
| DE | RA | APPROVED | 2025-09-18 |
| ID | RA | APPROVED | 2025-09-18 |
| KS | RA | APPROVED | 2025-09-18 |
| LA | RA | APPROVED | 2025-09-18 |
| MO | RA | APPROVED | 2025-09-18 |
| NE | RA | APPROVED | 2025-09-18 |
| NJ | RA | APPROVED | 2025-09-18 |
| OH | RA | APPROVED | 2025-09-18 |
| VT | RA | APPROVED | 2025-09-18 |
| WA | RA | APPROVED | 2025-09-18 |
| CT | RA | APPROVED | 2023-05-25 |
| NY | RA | APPROVED | 2023-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Purchase | NY | 07/2014 | Present |
| Jefferies Llc | New York | NY | 06/2021 | Present |
| Leucadia Asset Management Llc | New York | NY | 06/2021 | Present |
| Jefferies Investment Advisers Llc | New York | NY | 05/2023 | Present |
*377386 - Marina Del Rey; Investment related No; Banquet Services; Employee (proprietor, partner, officer, director, employee, trustee, agent); Aug 2019; During business hours: 0; After business hours: 8; Part-time Night/Weekend work involving banquet/catering services Employee Name: Mathew Shaggura Title: Vice President Division: Equity Supervisor/Reports To: Franklyn Collymore Hire Date: June 21 2021 Management Location: New York - US001 OBA Details: i.Company Name: Surf Club on the Sound ii.Request Date: 5/11/2022 iii.Initial Internet Search (Google Search) - No Hit iv.Information Check ?Investment Related: No ?Address: 280 Davenport Avenue, New Rochelle, NY 10805 ?Nature: Restaurant/banquet/catering services ?Position: Employee ?Start Date: 5/13/2022 ?Anticipated End Date: N/A ?Hours a Month: Approximately 30-35 hours per weekend a.During Business Hours: 0 ?Duties: ? Restaurant/banquet/catering services ?Compensation: 1,100
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-08 |
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