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Jacqueline R Shaughnessy-Sobczak

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Colorado Springs, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2015-07-24
TX RA APPROVED_RES 2015-07-24
  • CO RA
    APPROVED
    Since 2015-07-24
  • TX RA
    APPROVED_RES
    Since 2015-07-24

Branch Locations

90 S Cascade Ave, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Colorado Springs CO 07/2015 Present
Bank Of America, N.A. Colorado Springs CO 08/2015 Present
Previous Registrations
  • 2007-11-08 → 2015-07-27
    Edward Jones
    Colorado Springs, CO
    Buena Vista, CO
    Cascade, CO
    St Louis, MO
Other Businesses

SHARROCK O'BYRNE CORP TAX LIENS ORMOND-BY-SEA, FL 32176 1 HOUR RECORDING SECRETARY, CORPORATION MAY BE DISSOLVED IN DECEMBER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-25
  • S66 Uniform Combined State Law Examination
    2007-10-25
Other Names
  • Jacki Sobczak
  • Jacqueline Sobczak
  • Jacki Sobczak
  • Jacqueline S Sobczak
  • Jacqueline Shaughnessy-Sobczak
  • Jacqueline Rebecca Shaughnessy-Sobczak

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO
NOVA FINANCIAL SERVICES · COLORADO SPRINGS, CO

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