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New York, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-07 |
| NC | RA | APPROVED | 2025-10-06 |
| OR | RA | APPROVED | 2025-10-06 |
| CA | RA | APPROVED | 2025-10-05 |
| NY | RA | APPROVED | 2025-07-11 |
Branch Locations
220 Fifth Avenue 17Th Floor, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 08/2007 | 03/2025 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 03/2025 |
| Legend Capital | New York | NY | 03/2025 | Present |
*378641 ; AM Capital Ventures LLC; Investment related : Yes; San Francisco; California; Investment/Finance/Banking; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent);08/2018; During business hours: 0; After business hours: 1; Investment Decisions/Advice, Business Development/Growth * 309149 - Special Olympics New York; Investment related No; ALBANY, NY; Non-Profit, Charitable; Board Member, Finance Committee, Investment Committee, Treasurer (proprietor, partner, officer, director, employee, trustee, agent); Jan 2017; During business hours: 0; After business hours: 8; Fundraising, Business Development/Growth. *485032- Space Money Ventures I, LLC; Investment related Yes; Aventura, Florida; Investment/Finance/Banking; Member (proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 0; After business hours: 0; *491957 - Dock Drop LLC; Investment related No; South Chatham, Massachusetts; Restaurant/Bar/Nightclub; Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/2022; During business hours: 0; After business hours: 1; Investment Decisions/Advice *491960 - Lasuens LLC; Investment related No; Brewster, Massachusetts; Restaurant/Bar/Nightclub; Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/2022; During business hours: 0; After business hours: 1; Administrative, Investment Decisions/Advice *611449- Lewis & Clark College; Investment related: No; Portland, Oregon; Education; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 10/2024; During business hours: 0; After business hours: 2; Investment Decisions/Advice, Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-16 |
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