Lesley Colleen Grannum

Current Employers

Employment History

• 09/1987 → Present
  Personal Capital Management Inc.
  New York, NY
• 04/2003 → Present
  Kestra Investment Services, Llc
  New York, NY
• 08/2023 → Present
  Kestra Advisory Services, Llc
  New York, NY

Other Businesses

Name: Personal Capital Manmgement Investment Related: Yes Address: 17 Battery Place, Suite 730 New York NY 10004 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: registered assistant Start Date: 9/1/1987 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: registered sales assistant Name: PERSONAL CAPITAL MANAGEMENT POSITION: Registered Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 09/01/1987 ADDRESS: 17 Battery Place, Suite 913, New York NY 10004, United States DESCRIPTION: service client accounts and provide investment advice Name: BATTERY PARK CONSULTANTS LLC POSITION: Owner NATURE: shell corporation for income generated from securities related business and expenses INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/25/2024 ADDRESS: 17 Battery Park, Suite 913, New York NY 10004, United States DESCRIPTION: manage daily operations

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-05-08

Designations

Other Names

• Lesley Colleen Grannum