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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Warminster | PA | 06/2026 | Present |
| Td Private Client Wealth Llc | Warminster | PA | 06/2026 | Present |
| Foresters Financial Services | New York | NY | 01/2016 | 06/2019 |
| Pruco Securities Llc | Glen Allen | VA | 09/2019 | 08/2021 |
| The Prudential Insurance Company Of America | Glen Allen | VA | 09/2010 | 08/2021 |
| Unemployed | Fredericksburg | VA | 07/2019 | 09/2019 |
| Northcentral University | La Jolla | CA | 06/2018 | 03/2019 |
| Wells Fargo Bank, Na | East Norriton | PA | 08/2021 | 04/2026 |
| Wells Fargo Clearing Services, Llc | East Norriton | PA | 08/2021 | 04/2026 |
GIVE HER A CHANCE, NOT INV RELATED, FREDERICKSBURG, VA, FOUNDER/BOARD MEMBER, START 3/3/2020, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, DISCUSSING SUPPORTING AND PROVIDING EDUCATION FOR GIRLS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-26 |
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