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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-03-18 |
| NY | RA | APPROVED | 2025-03-18 |
| TX | RA | APPROVED_RES | 2019-01-11 |
| NJ | RA | APPROVED | 2010-06-17 |
Branch Locations
767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States
1 Lafayette Pl [Vh-Rbo], Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 06/2010 | 11/2016 |
| Wachovia Bank, N.A. | New York | NY | 06/2010 | Present |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
FRANCISCAN SISTERS OF THE POOR FOUNDATION; INVESTMENT RELATED; NEW YORK,NY; INVESTMENT COMMITTEE MEMBER; START DATE 01/01/2006; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OVERSEEING THE PERFORMANCE OF THE MANAGERS AND ENSURING THE INVESTMENTS STAY WITHIN THE APPROVED ASSET ALLOCATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-27 |
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