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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-01-06 |
| CA | RA | APPROVED | 2023-09-19 |
| FL | RA | APPROVED | 2023-06-13 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2017-07-26 |
| NJ | RA | APPROVED | 2015-06-24 |
Branch Locations
299 Park Ave 26Th Floor, New York, NY 10171 • United States
1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 06/2015 | Present |
The Centurion Foundation / 477 Madison Avenue- Suite 540 New York,New York 10022 / Foundation/ Other Supports NYPD / Supports NYPD / Member of Board of Directors / / Foundation gift donations to various police organizations. Members of the board are responsible for making gift decisions. / Start Date 02/01/2017 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-23 |
| S66 | Uniform Combined State Law Examination | 2008-08-27 |
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