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Megan A Moore

Northwestern Mutual Investment Services, LLC

Raleigh, NC

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-10-01
  • NC RA
    APPROVED
    Since 2019-10-01

Branch Locations

1201 Edwards Mill Rd Ste 200, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotee NC 01/2016 09/2019
Jennifer Torrey Raleigh NC 09/2019 Present
Northwestern Mutual Investment Services Llc Raleigh NC 09/2019 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2019 Present
  • 01/2016 → 09/2019
    Tiaa
    Charlotee, NC
  • 09/2019 → Present
    Jennifer Torrey
    Raleigh, NC
  • 09/2019 → Present
    Northwestern Mutual Investment Services Llc
    Raleigh, NC
  • 10/2019 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-18
S63 Uniform Securities Agent State Law Examination 2007-10-13
  • S66 Uniform Combined State Law Examination
    2016-03-18
  • S63 Uniform Securities Agent State Law Examination
    2007-10-13
Other Names
  • Megan W Armstrong
  • Megan W Moore
  • Megan Armstrong Moore
  • Megan A Moore

View on SEC IAPD

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Other Investors

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JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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