James John Devico

Employer firm

Mountain Pass Planning CRD 283389

$74.9M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → Present
  Mountain Pass Planning Corporation
  Hopewell Junction, NY

Previous Registrations

• 2012-02-01 → 2016-06-14
  Cadaret, Grant & Co., Inc.
  Wappingers Falls, NY
• 2009-05-11 → 2011-11-01
  Equitable Advisors, Llc
  New York, NY

Other Businesses

1. Member of PFC Real Estate Holdings, LLC, PFC Glenwood, LLC, and Glenwood Real Estate Holdings LLC, and PFC South Park LLC. These entities own multi-family residential apartments. This activity accounts for approximately 10 hours per month. 2. Licensed to sell life insurance products. This activity accounts for approximately 10 hours per month.

Exams

• S66 Uniform Combined State Law Examination
  2009-04-06

Other Names

• James John Devico