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James John Devico

Mountain Pass Planning

Hopewell Junction, NY

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Current Employers
Mountain Pass Planning

2537 Rt 52, Suite 1 Building 3, Hopewell Junction, NY 12533 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-18
  • NY RA
    APPROVED
    Since 2021-07-18

Branch Locations

2537 Rt 52, Suite 1 Building 3, Hopewell Junction, NY 12533 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mountain Pass Planning Corporation Hopewell Junction NY 05/2016 Present
  • 05/2016 → Present
    Mountain Pass Planning Corporation
    Hopewell Junction, NY
Previous Registrations
  • 2012-02-01 → 2016-06-14
    Cadaret, Grant & Co., Inc.
    Wappingers Falls, NY
  • 2009-05-11 → 2011-11-01
    New York, NY
Other Businesses

1. Member of PFC Real Estate Holdings, LLC, PFC Glenwood, LLC, and Glenwood Real Estate Holdings LLC, and PFC South Park LLC. These entities own multi-family residential apartments. This activity accounts for approximately 10 hours per month. 2. Licensed to sell life insurance products. This activity accounts for approximately 10 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-06
  • S66 Uniform Combined State Law Examination
    2009-04-06
Other Names
  • James John Devico

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