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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-05-16
  • NJ RA
    APPROVED
    Since 2024-05-16

Branch Locations

48 Notch Road, Little Falls, NJ 07424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Interactive Benefits Solutions, Llc Little Falls NJ 02/2009 05/2024
Lincoln Financial Securities Corporation Little Falls NJ 04/2014 05/2024
Lpl Financial Little Falls NJ 05/2024 Present
  • 02/2009 → 05/2024
    Interactive Benefits Solutions, Llc
    Little Falls, NJ
  • 04/2014 → 05/2024
    Lincoln Financial Securities Corporation
    Little Falls, NJ
  • 05/2024 → Present
    Lpl Financial
    Little Falls, NJ
Previous Registrations
  • 2014-04-29 → 2024-05-20
    Osaic Fs, Inc.
    Little Falls, NJ
  • 2010-08-17 → 2014-04-25
    Cadaret, Grant & Co., Inc.
    Roseland, NJ
  • 2008-01-16 → 2009-10-23
    Signator Investors, Inc.
    Westbury, NY
Other Businesses

1) 05/2024 - Interactive Benefit Solutions, LLC / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 120 Hrs per month - 65 % Time Spent 2) 05/2024 - Interactive Benefit Solutions, LLC / Owner/Agent / Insurance Agency / Inv. Related / Little Falls, NJ / Start date 03/08/2008 - 120 Hrs per month - 65 % Time Spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-25
  • S66 Uniform Combined State Law Examination
    2007-10-25
Other Names
  • Robert Diamond

View on SEC IAPD

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