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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-24 |
Branch Locations
20480 Pacific Drive Suite G, Cupertino, CA 95014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Cupertino | CA | 01/2019 | 09/2023 |
| New York Life Company | San Remon | CA | 10/2023 | Present |
| Nomura Securities | Tokyo | 10/2016 | 12/2018 | |
| Unemployed | Tokyo | 07/2016 | 09/2016 | |
| Nylife Securities Llc | San Remon | CA | 02/2024 | Present |
| Openwin Financial & Insurance Services, Llc | Cupertino | CA | 06/2024 | Present |
| Eagle Strategies Llc | Cupertino | CA | 01/2025 | Present |
[OPERATING UNDER THE DBA NAME OF OPENWIN FINANCIAL & INSURANCE SERVICES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; (ASSOCIATE); (CUPERTINO, CA); START DATE: 06/2024][Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 20480 Pacifica Dr. #G, Cupertino, CA 95014; Start Date 01/2026; Role/Title: Insurance Broker; Investment Related; 2 hours per month; 2 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-24 |
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