Chase Michael Robertson

Current Employers

Employment History

• 02/2015 → 11/2016
  Industry Capital Advisors, Llc
  San Francisco, CA
• 01/2017 → 11/2019
  First Allied Securities, Inc.
  Houston, TX
• 01/2017 → 01/2025
  Robertson Wealth Management, Llc.
  Houston, TX
• 11/2019 → 06/2024
  Securities America, Inc.
  Houston, TX
• 06/2024 → 01/2025
  Osaic Wealth, Inc.
  Houston, TX
• 01/2025 → Present
  Network 1 Financial Securities, Inc.
  Red Bank, NJ

Previous Registrations

• 2017-02-10 → 2019-11-22
  First Allied Advisory Services, Inc.
  Houston, TX

Other Businesses

1. ROBERTSON WEALTH MGMT - DBA 2. ROBERTSON WEALTH MGMT, LLC POSITION: Managing Partner NATURE: Outside RIA INVESTMENT RELATED: Yes # OF HRS: 120 SECURITIES TRADING HRS: 100 START DATE: 11/25/19 ADDY: 919 Milam STE 550, Houston TX 77002 DESCRIPT: Managed Money - Investment Advisor 3. DOUBLE C TRUST, LLC POS: Trustee NATURE: Chase & Cole Robertson Trust INVESTMENT RELATED: Yes # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 11/25/19 ADDY: Houston TX 77002 DESCRIPT: Trustee to my brothers/mine own trust. 4. THE MCDERMOTT-ROBERTSON FAMILY TRUST POS: Trustee NATURE: Mom's trust. INVESTMENT RELATED: Yes # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 11/25/19 ADDY: 919 Milam STE 550, Houston TX 77002 DESCRIPT: Trustee 5. THE ESTATE OF WILLIAM ROBERTSON POS: Executor NATURE: Estate. INVESTMENT RELATED: No # OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 11/25/19 ADDY: Houston TX 77002 DESCRIPT: EXECTUTOR . 6. THE COLE ALEXANDER ROBERTSON FAMILY TRUST POS: Trustee NATURE: Trust. INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HRS: 0 START DATE: 11/25/19 ADDY: 919 Milam STE 550, Houston TX 77002 DESCREPT: Trustee 7. PINEWOOD TERRACE HOMEOWNERS ASSOC POS: Pres NATURE: Pres of HOA. INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HRS: 0 START DATE: 11/25/19 ADDY: Houston TX 77002 DESCRIPT: Collect quarterly dues, pay the bills. 8. ROBERTSON & ASSOCIATES POSITION: Owner NATURE: Shell/ holdCo. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/25/19 ADDY: Houston TX 77002 DESCRIPTION: We use the HoldCo. to run payroll. 9. W. MICHAEL ROBERTSON FAMILY TRUST POSITION: Trustee NATURE: Trust. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/25/2019 ADDRESS: 919 Milam Suite 550, Houston TX 77002 DESCRIPTION: Trustee 10. V GAS, LLC POSITION: BOD NATURE: Oil /Gas Engineering Firm. Fabrication Shop. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/25/2019 ADDRESS: 12221 FM 529 Rd, Houston TX 77056 DESCRIPTION: Member - BOD Weekly 15 min call to discuss geological formations and gas processing systems. We occasionally discuss customs issues from the fabricate side. 11. DOUBLE SHORES, LLC POS: Trustee NATURE: Hold Co/Shell INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/25/19 ADDY: Houston TX 77002 DESCRIPT: Double C Trust 100% owns double shores. Its wholly owned by my trust. 12. ROBERTSON GLOBAL CREDIT, LLC POS: Owner NATURE: Shell INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/25/2019 ADDY: Houston TX 77002 DESCRIPT: The HoldCo. holds my personal Oil and Gas Assets. I'm also planning on advising on O&G minerals in Lagos, Nigeria.13. MASHOMACK MINERALS POS: Owner NATURE: Vehicle INVESTMENT RELATED: No #OF HRS: 10 SECURITIES TRADING HRS: 0 START DATE: 2/15/24 ADDY: Houston TX 77002 DESCRIPT: Buying mineral/coal assets. 14. ROBERTSON GLOBAL ADVISORS POS: Owner NATURE: RIA Wholly owned Energy Advisory shell. INVESTMENT RELATED: No # OF HRS: 8 SECURITIES TRADING HRS: 0 START DATE: 5/20/24 ADDY: Houston TX 77002 DESCRIPT: E&P, Midstream/C&I advisory.15. RGC LAVACA 1, LLCPOS: MGR NATURE: LLC owned by Double C Family, FLP to hold a 5% working interest in O&G wells. INVESTMENT RELATED: No # OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 8/1/24 ADDY: Houston TX 77002 DESCRIPT: estate planning hold co. 16. DOUBLE C FAMILY, FLP POS: MGR NAT: one of parent's estate planning vehicles. INVESTMENT RELATED: No # OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 8/1/24 ADDY :Houston TX 77002 DESCRIPT: N/A

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-04-08
• S65 Uniform Investment Adviser Law Examination
  2016-11-29