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Klingman And Associates, LLC CRD 125618
$5.66B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
120 West 45Th Street Suite 3800, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-01 |
Branch Locations
120 West 45Th Street Suite 3800, New York, NY 10036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sontag Advisory | New York | NY | 04/2014 | 01/2018 |
| Raymond James Financial Services,Inc | New York | NY | 02/2018 | 07/2020 |
| Klingman And Associates, Llc | New York | NY | 02/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-25 |
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