Sami Sharif

Current Employers

Klingman And Associates, Llc

120 West 45Th Street Suite 3800, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-01

NY RA
APPROVED

Since 2021-06-01

Branch Locations

120 West 45Th Street Suite 3800, New York, NY 10036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sontag Advisory	New York	NY	04/2014	01/2018
Raymond James Financial Services,Inc	New York	NY	02/2018	07/2020
Klingman And Associates, Llc	New York	NY	02/2018	Present

04/2014 → 01/2018

Sontag Advisory

New York, NY
02/2018 → 07/2020

Raymond James Financial Services,Inc

New York, NY
02/2018 → Present

Klingman And Associates, Llc

New York, NY

Previous Registrations

2016-05-04 → 2018-02-15

Wealthspire Advisors

New York, NY
2013-01-28 → 2014-05-28

Morgan Stanley

Morristown, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-01-25

S66 Uniform Combined State Law Examination

2013-01-25

Designations

View on SEC IAPD

Current Employers

Klingman And Associates, Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews