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4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2012-01-18 |
Branch Locations
434 Fayetteville Street Suite 500, Raleigh, NC 27601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterling Capital Management Llc | Raleigh | NC | 07/2002 | Present |
| Sterling Capital Distributors | King Of Prussia | PA | 08/2007 | Present |
1) STERLING CAPITAL MANAGEMENT, LLC; Raleigh, NC; Investment Related; Start Date 04/2001; Registered Investment Advisor; Executive Director, Deputy CCO; Assist with the oversight of the compliance program of the advisor and registered investment companies; 240 hours a month; 160 hours a month trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-01 |
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