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Julie Wong Sumitomo

Td Private Client Wealth LLC

Bernardsville, NJ

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-01-07
DC RA APPROVED 2026-01-06
ND RA APPROVED 2025-10-22
MS RA APPROVED 2025-10-13
NE RA APPROVED 2025-10-10
AR RA APPROVED 2025-10-09
MT RA APPROVED 2025-10-09
WV RA APPROVED 2025-10-09
NH RA APPROVED 2025-10-08
CO RA APPROVED 2025-10-07
IL RA APPROVED 2025-10-07
MI RA APPROVED 2025-10-07
OR RA APPROVED 2025-10-07
VA RA APPROVED 2025-10-07
WI RA APPROVED 2025-10-07
AK RA APPROVED 2025-10-06
CA RA APPROVED 2025-10-06
DE RA APPROVED 2025-10-06
FL RA APPROVED 2025-10-06
GA RA APPROVED 2025-10-06
HI RA APPROVED 2025-10-06
IN RA APPROVED 2025-10-06
KY RA APPROVED 2025-10-06
MD RA APPROVED 2025-10-06
MN RA APPROVED 2025-10-06
NM RA APPROVED 2025-10-06
OK RA APPROVED 2025-10-06
PA RA APPROVED 2025-10-06
RI RA APPROVED 2025-10-06
SC RA APPROVED 2025-10-06
TX RA APPROVED_RES 2025-10-06
WY RA APPROVED 2025-10-06
AL RA APPROVED 2025-10-03
AZ RA APPROVED 2025-10-03
CT RA APPROVED 2025-10-03
ID RA APPROVED 2025-10-03
IA RA APPROVED 2025-10-03
KS RA APPROVED 2025-10-03
LA RA APPROVED 2025-10-03
ME RA APPROVED 2025-10-03
MO RA APPROVED 2025-10-03
NV RA APPROVED 2025-10-03
NY RA APPROVED 2025-10-03
NC RA APPROVED 2025-10-03
OH RA APPROVED 2025-10-03
SD RA APPROVED 2025-10-03
UT RA APPROVED 2025-10-03
VT RA APPROVED 2025-10-03
WA RA APPROVED 2025-10-03
NJ RA APPROVED 2025-09-26
  • MA RA
    APPROVED
    Since 2026-01-07
  • DC RA
    APPROVED
    Since 2026-01-06
  • ND RA
    APPROVED
    Since 2025-10-22
  • MS RA
    APPROVED
    Since 2025-10-13
  • NE RA
    APPROVED
    Since 2025-10-10
  • AR RA
    APPROVED
    Since 2025-10-09
  • MT RA
    APPROVED
    Since 2025-10-09
  • WV RA
    APPROVED
    Since 2025-10-09
  • NH RA
    APPROVED
    Since 2025-10-08
  • CO RA
    APPROVED
    Since 2025-10-07
  • IL RA
    APPROVED
    Since 2025-10-07
  • MI RA
    APPROVED
    Since 2025-10-07
  • OR RA
    APPROVED
    Since 2025-10-07
  • VA RA
    APPROVED
    Since 2025-10-07
  • WI RA
    APPROVED
    Since 2025-10-07
  • AK RA
    APPROVED
    Since 2025-10-06
  • CA RA
    APPROVED
    Since 2025-10-06
  • DE RA
    APPROVED
    Since 2025-10-06
  • FL RA
    APPROVED
    Since 2025-10-06
  • GA RA
    APPROVED
    Since 2025-10-06
  • HI RA
    APPROVED
    Since 2025-10-06
  • IN RA
    APPROVED
    Since 2025-10-06
  • KY RA
    APPROVED
    Since 2025-10-06
  • MD RA
    APPROVED
    Since 2025-10-06
  • MN RA
    APPROVED
    Since 2025-10-06
  • NM RA
    APPROVED
    Since 2025-10-06
  • OK RA
    APPROVED
    Since 2025-10-06
  • PA RA
    APPROVED
    Since 2025-10-06
  • RI RA
    APPROVED
    Since 2025-10-06
  • SC RA
    APPROVED
    Since 2025-10-06
  • TX RA
    APPROVED_RES
    Since 2025-10-06
  • WY RA
    APPROVED
    Since 2025-10-06
  • AL RA
    APPROVED
    Since 2025-10-03
  • AZ RA
    APPROVED
    Since 2025-10-03
  • CT RA
    APPROVED
    Since 2025-10-03
  • ID RA
    APPROVED
    Since 2025-10-03
  • IA RA
    APPROVED
    Since 2025-10-03
  • KS RA
    APPROVED
    Since 2025-10-03
  • LA RA
    APPROVED
    Since 2025-10-03
  • ME RA
    APPROVED
    Since 2025-10-03
  • MO RA
    APPROVED
    Since 2025-10-03
  • NV RA
    APPROVED
    Since 2025-10-03
  • NY RA
    APPROVED
    Since 2025-10-03
  • NC RA
    APPROVED
    Since 2025-10-03
  • OH RA
    APPROVED
    Since 2025-10-03
  • SD RA
    APPROVED
    Since 2025-10-03
  • UT RA
    APPROVED
    Since 2025-10-03
  • VT RA
    APPROVED
    Since 2025-10-03
  • WA RA
    APPROVED
    Since 2025-10-03
  • NJ RA
    APPROVED
    Since 2025-09-26

Branch Locations

70 Morristown Road, Bernardsville, NJ 07924 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Securities, Llc Dorchester MA 08/2012 01/2017
Santander Securities, Llc Dorchester MA 01/2017 06/2024
Santander Bank, Na Boston MA 11/2018 09/2025
Santander Securities, Llc Boston MA 06/2024 09/2025
Td Bank N.A. Bernardsville NJ 09/2025 Present
Td Private Client Wealth Llc Bernardsville NJ 09/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-16
  • S66 Uniform Combined State Law Examination
    2007-10-16
Other Names
  • Cho Li Julie Wong
  • Julie Cho Li Wong
  • Julie Cho-Li Wong
  • Julie Cho-Li Wong
  • Julie Wong Sumitomo
  • Julie Sumitomo

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BERNARDSVILLE, NJ
PNC WEALTH MANAGEMENT LLC · BERNARDSVILLE, NJ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BERNARDSVILLE, NJ
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