David Carleton Mitchell

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → Present
  Virtus Investment Partners
  Hartford, CT
• 02/2009 → Present
  Vp Distributors Inc
  Hartford, CT
• 02/2022 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2016-08-10 → 2021-12-21
  Newfleet Asset Management, Llc
  Hartford, CT
• 2012-03-20 → 2016-04-01
  Virtus Investment Advisers, Llc
  Hartford, CT
• 2008-02-28 → 2008-09-08
  Ubs Financial Services Inc.
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2008-02-27

Designations

• Chartered Financial Analyst

Other Names

• David Mitchell