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David Carleton Mitchell

Commonwealth Financial Network

Glastonbury, CT

Old Saybrook, CT

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-02-09
  • CT RA
    APPROVED
    Since 2022-02-09

Branch Locations

340 Hebron Avenue, Glastonbury, CT 06033 • United States

Old Saybrook, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Virtus Investment Partners Hartford CT 10/2008 Present
Vp Distributors Inc Hartford CT 02/2009 Present
Commonwealth Financial Network Waltham MA 02/2022 Present
  • 10/2008 → Present
    Virtus Investment Partners
    Hartford, CT
  • 02/2009 → Present
    Vp Distributors Inc
    Hartford, CT
  • 02/2022 → Present
    Commonwealth Financial Network
    Waltham, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-27
  • S66 Uniform Combined State Law Examination
    2008-02-27
Designations
Other Names
  • David Mitchell

View on SEC IAPD

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Other Offices

USI ADVISORS · GLASTONBURY, CT
USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT

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