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1401 Lawrence Street Suite 1600, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-18 |
Branch Locations
1401 Lawrence Street Suite 1600, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fs2 Capital Partners, Llc | Philadelphia | PA | 12/2011 | 01/2018 |
| Bluerock Capital Markets, Llc | New York | NY | 01/2018 | 06/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2020 | 04/2021 |
| Unemployed | Denver | CO | 07/2019 | 12/2019 |
| Royal Alliance Associates, Inc. | Littleton | CO | 04/2021 | Present |
1) PURE HAVEN, 1 CARDING LANE, JOHNSTON, RI, SKIN CARE SALES, 12/02/19, NIR, CONSULTANT, 1/MO- 0/TRADING 2) RENTAL PROPERTY, 16441 N 138TH AVE, SURPRISE, AZ, 04/14/17, NIR, ADMINISTRATOR, 2/MO- 0/TRADING 3) CLAYTON BROOKS POSITION: Administrator NATURE: We own a vacation rental property. My husband manages the tenants, I manage the bills. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: 16441 N 138th Ave, Surprise AZ 85374, United States DESCRIPTION: paying the bills 4) PURE HAVEN POSITION: Consultant NATURE: I'm a "consultant" of a multi-level marketing skin care company. I do not actively sell the product. I have consultant status for a discount of my own purchases. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 8021 S Clayton Cir, Centennial CO 80122, United States DESCRIPTION: No duties
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-13 |
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