Anthony B Shropshire

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 07/2011 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2010-06-08 → 2011-06-28
  Morgan Stanley
  New York, NY

Other Businesses

I*1174293 Entity Type: Charitable Name of outside business organization: Sing Sing Youth Lacrosse Club Inc. Investment related: No Address of business: Maryknoll, New York, 10545 Position, title, association: Treasurer, Start date of relationship: 2/27/2023 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 Duties: Treasurer - the entity is a non profit organization to foster a youth lacrosse team in my local town of ossining.I* 1785314 Entity Type: Rental Property Name of outside business organization: Rental Property 1 Investment related: no Address of business: Ossining, NY, 10562 Position, title, association: Co-owner with other family members Start date of relationship: 05/01/2024Number of hours devoted: 1 monthly Number of hours devoted during trading hours: 0 Duties:I*4525272Entity Type: Entity For ProfitName of OBA: Sparx Property ManagementAddress: Ossining, New York, 10562Investment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 04/09/2024Number of Hours: 2, YearlyNumber of Hours during trading: 0Duties: Sparx Property Management is a DBA in which we receive our rental income (disclosed on 4/9/2024). At the time that i disclosed the rental income, i did not realize that i needed to disclose the DBA in which i received the income. the DBA / sparx management account is held with Bofa and the acccount number is xxxxx. i do not plan to purchase any other real estate for use of collecting income. Sparx receives income from my previous home that i kept once i moved out 2 years ago. aside from routine maintence and upkeep of the property i have no additional responsibilities. I*4565330 Entity Type: N/A Name of OBA: Tufts University Board of Arts & Sciences Address: Medford, Massachusetts, 2155 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 05/25/2026 Number of Hours: 6, Yearly Number of Hours during trading: 6, Yearly Duties: to help advised the dean of arts and sciences around decisions associated with Tufts University attend 2 annual board meetings - Fall and Spring

Exams

• S66 Uniform Combined State Law Examination
  2010-06-04
• S63 Uniform Securities Agent State Law Examination
  2007-09-27