Inactive

Jason Scott Nichols

Stratos Wealth Partners, Ltd

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Current Employers

Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-01-09
MD	RA	APPROVED	2024-01-09
TX	RA	APPROVED_RES	2022-01-06

FL RA
APPROVED

Since 2024-01-09
MD RA
APPROVED

Since 2024-01-09
TX RA
APPROVED_RES

Since 2022-01-06

Branch Locations

5100 Buckeystown Pike, Suite 245, Frederick, MD 21704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Global Financial Private Capital, Llc	Sarasota	FL	03/2010	03/2018
Jason Nichols Financial, Inc.	Knoxville	MD	11/2008	02/2022
Jason Nichols Financial, Inc.	Knoxville	MD	02/2018	02/2022
Stratos Wealth Partners, Ltd	Frederick	MD	01/2022	Present

03/2010 → 03/2018

Global Financial Private Capital, Llc

Sarasota, FL
11/2008 → 02/2022

Jason Nichols Financial, Inc.

Knoxville, MD
02/2018 → 02/2022

Jason Nichols Financial, Inc.

Knoxville, MD
01/2022 → Present

Stratos Wealth Partners, Ltd

Frederick, MD

Previous Registrations

2018-04-16 → 2022-02-28

Nichols Financial

Knoxville, MD
2010-03-26 → 2018-05-22

Global Financial Private Capital, Inc.

Knoxville, MD

Sarasota, FL
2007-10-15 → 2008-09-29

Lpl Financial Llc

Gaithersburg, MD

Gaithersburg, MD

Gaithersburg, MD

Gaithersburg, MD

Germantown, MD

Montgomery Village, MD

Woodbine, MD

Damascus, MD

Montgomery Village, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-10-12
S63	Uniform Securities Agent State Law Examination	2007-08-28

S65 Uniform Investment Adviser Law Examination

2007-10-12
S63 Uniform Securities Agent State Law Examination

2007-08-28

View on SEC IAPD

Other Firms

MONOCACY WEALTH MANAGEMENT, LLC

OSAIC WEALTH, INC.

LPL ENTERPRISE, LLC

LPL FINANCIAL LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRUIST ADVISORY SERVICES, INC.

J.P. MORGAN SECURITIES LLC

Other Investors

Timothy Lawrence Miller

DAVID ANDREW FRANK

LEE REUEL KRAMER

JEREMIAH COLE THOMPSON

James Christian Peachey

Richard Shawn Nisson

Other Offices

MONOCACY WEALTH MANAGEMENT, LLC · FREDERICK, MD

OSAIC WEALTH, INC. · FREDERICK, MD

EDWARD JONES · FREDERICK, MD

LPL ENTERPRISE, LLC · FREDERICK, MD

LPL FINANCIAL LLC · FREDERICK, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Frederick, MD

TRUIST ADVISORY SERVICES, INC. · FREDERICK, MD

J.P. MORGAN SECURITIES LLC · Ijamsville, MD

More in Frederick, MD

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