Roxana Sanam Maddahi

Employer firm

Compound Planning, Inc. CRD 171787

$4.85B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 12/2023
  Steel Peak Wealth Management, Llc
  Los Angeles, CA
• 12/2023 → Present
  Compound Planning
  New York, NY

Previous Registrations

• 2015-12-01 → 2023-12-13
  Steelpeak Wealth, Llc
  Los Angeles, CA
• 2013-07-01 → 2015-12-03
  Morgan Stanley
  Los Angeles, CA
• 2010-06-08 → 2012-07-25
  J.P. Morgan Securities Llc
  New York, NY

Other Businesses

1. Looking Beyond LA, 2934 1/2 Beverly Glen Circle #224, Los Angeles, CA 90077, not investment related, Non-Profit, Enriches the lives of children and young adults with disabilities, Board Member, since 2014, 8 hrs per month, 0 hrs during trading hrs, organizing events & fundraising. 2. Looking Beyond Next Gen, 2934 1/2 Beverly Glen Circle #224, Los Angeles, CA 90077, not investment related, Non-Profit, Enriches the lives of children and young adults with disabilities, President, since 2014, 12 hrs per month, 0 hrs during trading hrs, organize the group, plan fundraising events and distribute proceeds. 3. Eyeball, investment related, Fintech start-up that is looking to build a financial news source, Content creator; since September 2023, 4 hrs per month, 0 hrs during trading hrs, create exclusive video content, consult on investment questions. 4. Sinai Akiba Synagogue,10400 Wilshire Blvd, Los Angeles, CA 90024, not investment related, Synagogue, place of worship, Teacher, since September 2023, 4 hrs per month, 0 hrs during trading hrs, teaches a course about Philanthropy to 9th graders that are part of a leadership fellowship program. 5. Sinai Akiba Academy,10400 Wilshire Blvd, Los Angeles, CA 90024, investment related, School, Board Member, since 2016, 4 hrs per month, 0 hrs during trading hrs, evaluates the quality of our investment managers, reviews account allocation and performance.

Exams

• S66 Uniform Combined State Law Examination
  2010-06-07

Other Names

• Roxane Sanam Yaghoubzadeh
• Roxana Sanam Yaghoubzadeh