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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-09-06 |
Branch Locations
14143 Denver West Pkwy Ste 450, Golden, CO 80401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Denver | CO | 12/2012 | 02/2017 |
| Lpl Financial, Llc | Golden | CO | 03/2017 | Present |
| Pinnacle Wealth Management, Inc. | Denver | CO | 03/2017 | Present |
| Western Wealth Management, Llc | Golden | CO | 09/2018 | Present |
1. 2/26/2019 - Western Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 09/24/2018 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in Sept 2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 04/12/2023 - Rhoades Investment Corp - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 04/13/2016 - 40 Hours Per Month/ 40 Hours During Securities Trading] 3. 04/25/2024 - Woodlake Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 1/30/2024 - 40 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-22 |
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