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Charles Edward Rhoades

Western Wealth Management LLC

Golden, CO

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Current Employers
Western Wealth Management Llc

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-09-06
  • CO RA
    APPROVED
    Since 2018-09-06

Branch Locations

14143 Denver West Pkwy Ste 450, Golden, CO 80401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Denver CO 12/2012 02/2017
Lpl Financial, Llc Golden CO 03/2017 Present
Pinnacle Wealth Management, Inc. Denver CO 03/2017 Present
Western Wealth Management, Llc Golden CO 09/2018 Present
Previous Registrations
  • 2017-04-04 → 2018-12-31
    Pinnacle Wealth Management, Inc.
    Denver, CO
  • 2012-12-10 → 2017-02-24
    Denver, CO
    Aurora, CO
    Denver, CO
    Denver, CO
    Denver, CO
    Aurora, CO
    Brighton, CO
    Aurora, CO
    Denver, CO
    Aurora, CO
    Westminster, CO
    Northglenn, CO
    Thornton, CO
    Broomfield, CO
    Wheat Ridge, CO
    Westminster, CO
    Denver, CO
    Arvada, CO
    Westminster, CO
    Aurora, CO
    Denver, CO
    Englewood, CO
    Denver, CO
    Broomfield, CO
    Arvada, CO
  • 2008-01-03 → 2012-12-12
    Denver, CO
    Denver, CO
    St Louis, MO
    Denver, CO
Other Businesses

1. 2/26/2019 - Western Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 09/24/2018 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in Sept 2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 04/12/2023 - Rhoades Investment Corp - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 04/13/2016 - 40 Hours Per Month/ 40 Hours During Securities Trading] 3. 04/25/2024 - Woodlake Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 1/30/2024 - 40 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-22
  • S66 Uniform Combined State Law Examination
    2007-12-22
Other Names
  • Charles Rhoades

View on SEC IAPD

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