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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-18
OK RA APPROVED 2025-05-29
NC RA APPROVED 2025-02-14
  • TX RA
    APPROVED
    Since 2025-09-18
  • OK RA
    APPROVED
    Since 2025-05-29
  • NC RA
    APPROVED
    Since 2025-02-14

Branch Locations

3120 Highwoods Boulevard, Raleigh, NC 27604 • United States

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Garner NC 06/2004 10/2021
Wells Fargo Bank, Na Apex NC 06/2022 10/2022
Fifth Third Bank Cary NC 11/2021 04/2022
Unemployed Holly Springs NC 08/2021 11/2021
State Employees' Credit Union Knightdale NC 07/2023 07/2023
Jp Morgan Chase Raleigh NC 10/2022 05/2023
Edward Jones Raleigh NC 08/2023 01/2025
Crossroads Infiniti Apex NC 05/2021 05/2021
Thrivent Investment Management Inc. Raleigh NC 02/2025 Present
Thrivent Financial Appleton WI 02/2025 06/2025
Thrivent Financial Appleton WI 06/2025 Present
  • 06/2004 → 10/2021
    Wells Fargo Advisors Llc
    Garner, NC
  • 06/2022 → 10/2022
    Wells Fargo Bank, Na
    Apex, NC
  • 11/2021 → 04/2022
    Fifth Third Bank
    Cary, NC
  • 08/2021 → 11/2021
    Unemployed
    Holly Springs, NC
  • 07/2023 → 07/2023
    State Employees' Credit Union
    Knightdale, NC
  • 10/2022 → 05/2023
    Jp Morgan Chase
    Raleigh, NC
  • 08/2023 → 01/2025
    Raleigh, NC
  • 05/2021 → 05/2021
    Crossroads Infiniti
    Apex, NC
  • 02/2025 → Present
    Raleigh, NC
  • 02/2025 → 06/2025
    Thrivent Financial
    Appleton, WI
  • 06/2025 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2023-10-20 → 2025-02-11
    Raleigh, NC
    St. Louis, MO
    Raleigh, NC
    Raleigh, NC
    Wake Forest, NC
Other Businesses

WAKE MEDICAL POSITION: Board Member NATURE: As of 9/25/25, I have been voted in as a Member of the Wake Medical Volunteer Board. I am solely a Board Member at this time, and I am not serving on any specific committees of any kind. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/25/2025 ADDRESS: 3000 New Bern Avenue, Raleigh NC 27610, United States DESCRIPTION: I am responsible for ensuring that the vision and values of the Wake Medical Volunteer Board are being implemented effectively. Responsible for ensuring that the Wake Medical Volunteers have a clear vision for what's expected and how their actions can have a positive impact on the community in which we reside.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-16
S63 Uniform Securities Agent State Law Examination 2008-05-13
  • S66 Uniform Combined State Law Examination
    2023-10-16
  • S63 Uniform Securities Agent State Law Examination
    2008-05-13
Other Names
  • James Rowe
  • James Matthew Rowe
  • James M Rowe
  • Matthew Rowe

View on SEC IAPD

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