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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-18 |
| OK | RA | APPROVED | 2025-05-29 |
| NC | RA | APPROVED | 2025-02-14 |
Branch Locations
3120 Highwoods Boulevard, Raleigh, NC 27604 • United States
Raleigh, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Garner | NC | 06/2004 | 10/2021 |
| Wells Fargo Bank, Na | Apex | NC | 06/2022 | 10/2022 |
| Fifth Third Bank | Cary | NC | 11/2021 | 04/2022 |
| Unemployed | Holly Springs | NC | 08/2021 | 11/2021 |
| State Employees' Credit Union | Knightdale | NC | 07/2023 | 07/2023 |
| Jp Morgan Chase | Raleigh | NC | 10/2022 | 05/2023 |
| Edward Jones | Raleigh | NC | 08/2023 | 01/2025 |
| Crossroads Infiniti | Apex | NC | 05/2021 | 05/2021 |
| Thrivent Investment Management Inc. | Raleigh | NC | 02/2025 | Present |
| Thrivent Financial | Appleton | WI | 02/2025 | 06/2025 |
| Thrivent Financial | Appleton | WI | 06/2025 | Present |
WAKE MEDICAL POSITION: Board Member NATURE: As of 9/25/25, I have been voted in as a Member of the Wake Medical Volunteer Board. I am solely a Board Member at this time, and I am not serving on any specific committees of any kind. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/25/2025 ADDRESS: 3000 New Bern Avenue, Raleigh NC 27610, United States DESCRIPTION: I am responsible for ensuring that the vision and values of the Wake Medical Volunteer Board are being implemented effectively. Responsible for ensuring that the Wake Medical Volunteers have a clear vision for what's expected and how their actions can have a positive impact on the community in which we reside.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-13 |
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