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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-26 |
Branch Locations
6765 Winning Drive Suite 825, Frisco, TX 75034 • United States
Lubbock, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Lubbock | TX | 08/2007 | 09/2018 |
| Td Ameritrade, Inc. | Lubbock | TX | 09/2018 | 12/2022 |
| Charles Schwab And Co., Inc. | Lubbock | TX | 12/2022 | Present |
| Charles Schwab Bank | Lubbock | TX | 11/2023 | Present |
1) Rodan + Fields | Investment Related:No|Retail|Team Member|2/16/2023|Less than 20|0|share and sell skincare products to my friends and family
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-26 |
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