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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-07
  • TX RA
    APPROVED
    Since 2021-09-07

Branch Locations

1 Riverway Ste 900, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sweetwater Country Club Sugar Land TX 01/1999 Present
Northwestern Mutual Investment Services, Llc Houston TX 04/2008 Present
Westside Tennis And Fitness Club Houston TX 02/2008 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2013 Present
Briar Club Tennis Club Houston TX 11/2013 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2016 Present
  • 01/1999 → Present
    Sweetwater Country Club
    Sugar Land, TX
  • 04/2008 → Present
    Houston, TX
  • 02/2008 → Present
    Westside Tennis And Fitness Club
    Houston, TX
  • 10/2013 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2013 → Present
    Briar Club Tennis Club
    Houston, TX
  • 03/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. BRIAR CLUB TENNIS CLUB, PRO TENNIS EVENT. FR GETS PAID TO PLAY TENNIS WITH MEMBERS AT THE CLUB FOR A ONCE A YEAR TOURNAMENT, HOUSTON TX 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-01
S63 Uniform Securities Agent State Law Examination 2009-01-30
  • S65 Uniform Investment Adviser Law Examination
    2021-09-01
  • S63 Uniform Securities Agent State Law Examination
    2009-01-30
Other Names
  • Greg Jones

View on SEC IAPD

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