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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sweetwater Country Club | Sugar Land | TX | 01/1999 | Present |
| Northwestern Mutual Investment Services, Llc | Houston | TX | 04/2008 | Present |
| Westside Tennis And Fitness Club | Houston | TX | 02/2008 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2013 | Present |
| Briar Club Tennis Club | Houston | TX | 11/2013 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2016 | Present |
1. BRIAR CLUB TENNIS CLUB, PRO TENNIS EVENT. FR GETS PAID TO PLAY TENNIS WITH MEMBERS AT THE CLUB FOR A ONCE A YEAR TOURNAMENT, HOUSTON TX 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-30 |
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