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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-15
  • NJ RA
    APPROVED
    Since 2023-06-15

Branch Locations

415 Main Street, Bedminster, NJ 07921 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc St Paul MN 02/2015 06/2023
Minnesota Life Insurance Company St Paul MN 02/2015 Present
Allied Wealth Partners Parsippany NJ 02/2015 06/2023
Lpl Financial, Llc Bedminster NJ 06/2023 Present
Private Advisor Group, Llc Morristown NJ 06/2023 Present
  • 02/2015 → 06/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 02/2015 → Present
    Minnesota Life Insurance Company
    St Paul, MN
  • 02/2015 → 06/2023
    Allied Wealth Partners
    Parsippany, NJ
  • 06/2023 → Present
    Lpl Financial, Llc
    Bedminster, NJ
  • 06/2023 → Present
    Morristown, NJ
Previous Registrations
  • 2015-09-11 → 2023-06-14
    Securian Financial Services, Inc.
    Parsippany, NJ
Other Businesses

1) 6/26/2023 - Main Street Wealth Management, LLC- DBA for LPL Business (entity for LPL business)- inv. Related- At reported business location(s) 2) 6/26/2023- David Schelhorn -Non-Variable Insurance - Agent selling Fixed Insurance Sales, Term Life, Universal life, whole life, LTC, Fixed annuities - Inv. Related- Bedminster, NJ - start date 3/1/20158- 2hrs/mth 3) 06/27/2023 - Main Street Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date 06/26/2023 - 160 Hours Per Month/ 40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 06/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 06/27/2023 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date 06/26/2023 - 160 Hours Per Month/ 40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 06/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-08
  • S66 Uniform Combined State Law Examination
    2015-05-08
Other Names
  • David J Schelhorn

View on SEC IAPD

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