Simon Alexander Rawlinson

Current Employers

Employment History

• 10/2015 → 06/2022
  Mufg Union Bank
  Los Angeles, CA
• 12/2015 → 06/2022
  Unionbanc Investment Services
  Los Angeles, CA
• 06/2022 → Present
  Raymond James & Associates , Inc.
  Pasadena, CA

Previous Registrations

• 2016-11-03 → 2022-06-30
  U.S. Bancorp Advisors, Llc
  Palm Desert, CA
  Glendale, CA
• 2009-06-19 → 2011-11-23
  Bancwest Investment Services, Inc.
  Los Angeles, CA

Other Businesses

THE QUANTUM STOREY COMPANY, INC-5300 MELROSE AVE, SUITE 100C, HOLLYWOOD, CA 90038, (310) 343-1000, HAINES1@GMAIL.COM, WWW.QUANTUMSTOREY.COM, START DATE-6/28/17, NATURE OF THE BUSINESS - PRIVATE EQUITY TECHNOLOGY START-UP. THE BUSINESS IS NOT INVESTMENT RELATED. THE BUSINESS IS NOT A NON-PROFIT ORGANIZATION. I DO NOT SERVE ON THE COMPANY'S BOARD IN ANY FIDUCIARY CAPACITY. I BELIEVE THERE ARE CURRENTLY 5 BOARD MEMBERS. I HAVE NO AUTHORITY OR CONTROL TO DISPERSE FUNDS. BOARD OR COMMITTEE MEMBERS DO NOT LOOK TO ME FOR INVESTMENT RECOMMENDATIONS OR FINANCIAL ADVICE. I AM NOT A REPRESENTATIVE FOR ANY BOARD ACCOUNTS. NO BUSINESS WILL BE DONE WITH UBIS/UB CUSTOMERS/EMPLOYEES. I DO NOT PLAN TO SOLICIT BOARD MEMBERS OR OTHER EMPLOYEES TO BE UBIS CLIENTS. THERE IS NO FUND RAISING INVOLVED. I AM NOT ON ANY FINANCE OR INVESTMENT DECISION MAKING COMMITTEES. MY WIFE KEIRA AND I HAVE A DE MINIMIS EQUITY STAKE IN THE BUSINESS THROUGH A FRIENDS-AND-FAMILY RAISE. THE BUSINESS IS ORGANIZED AS A LIMITED LIABILITY CORPORATIONS. MY POSITION IN AS AN INVESTOR. I DEDICATE ZERO HOURS TO THE OBA DURING NON-BUSINESS AND BUSINESS HOURS. I WILL BE COMPENSATED THROUGH PROFITS, IF ANY. NONE OF MY CURRENT TOTAL ANNUAL INCOME IS DERIVED FROM THIS OBA. I HAVE NOT AND WILL NOT RAISE CAPITAL OR ASSIST IN RAISING CAPITAL FROM PRIVATE INVESTORS TO FUND THIS BUSINESS. I AM NOT AWARE IF ANY OF THE BUSINESS' EMPLOYEES, OWNERS, MEMBERS, SHAREHOLDERS, OR PARTNERS ARE ALSO CLEINTS OF UBIS OR UNION BANK.

Exams

• S66 Uniform Combined State Law Examination
  2009-06-13

Designations