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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2010-12-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rocky Mount | NC | 12/2010 | Present |
| First South Bank (Nc) | Rocky Mount | NC | 02/2011 | 06/2019 |
| Crescom Bank | Rocky Mount | NC | 06/2019 | 06/2020 |
1. 6/25/2020 - BillyAnna Properties, LLC - Investment Related - 4406 Sandy Pine Court Battleboro, NC 27809 - Real Estate Rental - Started 07/07/2019 - 1 Hour Per Month/0 Hours During Securities Trading - Inherited a rental house. Have an agency that manages it.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-27 |
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