Jennifer Lynn Mayes

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 11/2017
  National Planning Corporation
  Denver, CO
• 11/2015 → 01/2018
  Trilogy Capital, Inc.
  Denver, CO
• 11/2017 → Present
  Lpl Financial Llc
  Denver, CO

Previous Registrations

• 2015-11-23 → 2018-01-23
  Trilogy Capital, Inc.
  Denver, CO
  Irvine, CA
• 2009-06-01 → 2017-11-29
  National Planning Corporation
  Denver, CO
  Denver, CO
  Denver, CO

Other Businesses

1) 01/10/2018 - JMayes LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - owner/member - start date 2012. 2) 1/10/2018 - Cardinal Compass Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Owner - start date 2017. 3) 6/7/2018 - Producers XL - Investment Related - 1873 S. Bellaire St., Ste 201, Denver, CO 80222 - Non-Variable Insurance - Agent - Start Date: 05/24/2018 - 2 Hours Per Month/2 Hours During Securities Trading - Fixed insurance. 4) 11/8/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/04/2018 - 4 Hours Per Month During Securities Trading. 5) 3/25/2021 - Summit 1101 LLC - Investment Related - Granby, CO 80446 - Real Estate Rental - Started 10/31/2019 - 3 Hours Per Month/1 Hour During Securities Trading - Short-term rental condominium.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-08-07
• S63 Uniform Securities Agent State Law Examination
  2007-08-29

Other Names

• Jennifer Mayes