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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2011-05-31
TX RA APPROVED 2011-05-27
  • OH RA
    APPROVED
    Since 2011-05-31
  • TX RA
    APPROVED
    Since 2011-05-27

Branch Locations

8890 Lyra Dr, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 05/2011 Present
Bank Of America, N.A. Columbus OH 07/2011 Present
Previous Registrations
Other Businesses

I*4754273, Entity Type: Entity Charitable, Name of OBA: ProMusica Chamber Orchestra, Address: Columbus, Ohio, 43215, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 09/01/2026, No Hours: 5 Monthly, No Hours during Trading: 3 Monthly, Duties: board member, oversight and direction of organization strategy, non profit orchestra music performance and education

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-14
  • S66 Uniform Combined State Law Examination
    2007-11-14
Other Names
  • Kristy Leigh Smeltzer
  • Kristen L Smelther
  • Kristen L Smeltzer

View on SEC IAPD

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