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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-14
RI RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2021-07-14
  • RI RA
    APPROVED
    Since 2017-03-25

Branch Locations

200 Crossings Blvd Suite 200, Warwick, RI 02886 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Wethersfield CT 03/2008 03/2017
Mml Investors Services, Llc Warwick RI 03/2017 Present
Massachusetts Mutual Life Insurance Company Warwick RI 07/2016 Present
  • 03/2008 → 03/2017
    Metlife Securities
    Wethersfield, CT
  • 03/2017 → Present
    Warwick, RI
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Warwick, RI
Previous Registrations
  • 2008-04-22 → 2017-03-25
    Msi Financial Services, Inc.
    Glastonbury, CT
    Warwick, RI
  • 2007-09-24 → 2008-04-14
    Hartford, CT
Other Businesses

NAME: MATTHEW SAYWER INV REL: Y ADD: 200 CROSSINGS BLVD SUITE 200 WARWICK, RI 02886 NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START DATE: 2/2010 NO HRS/MO: 1 NO HRS/MO DUR SEC TRADING: 1 DESCRIBE DUTIES: LIFE, GROUP DISABILITY, LONG-TERM CARE, HEALTH, DENTAL, FIXED ANNUITIES, AND PROPERTY & CASUALTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-21
  • S66 Uniform Combined State Law Examination
    2007-09-21
Designations

View on SEC IAPD

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