Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-24 |
| CA | RA | APPROVED | 2021-12-20 |
Branch Locations
155 North Lake Avenue Suite 430, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Los Angeles | CA | 10/2015 | 03/2017 |
| Massmutual Life Insurance Co | Los Angeles | CA | 07/2016 | 12/2021 |
| Mml Investors Services, Llc | Los Angeles | CA | 03/2017 | 12/2021 |
| Cetera Investment Services Llc | St Cloud | MN | 12/2021 | Present |
| Cetera Investment Advisers Llc | Monrovia | CA | 12/2021 | Present |
1)BOARD MEMBER FOR LOS ANGELES CHAPTER OF ASIAN REAL ESTATE ASSOCATION OF AMERICA; PROMOTING SUSTAINABLE HOMEOWNERSHIP OPPORTUNITIES FOR ASIAN AMERICAN COMMUNITIES, 1 HR/WK; 2)SILENT PARTNER OF FISHWIVES, A RESTAURANT 3)OWNER OF PETERSON OAK CAPITAL; PERSONAL INVESTMENT AND RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-11 |
Reach out to this advisor