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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-21 |
| MN | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Rochester | MN | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Rochester | MN | 11/2018 | Present |
1. ADVANCED FINANCIAL CONSULTANTS POSITION: Register Rep NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/09/2009 ADDRESS: 2770 Commerce Dr NW, Rochester MN 55901, United States DESCRIPTION: Helping clients with financial planning and retirement. 2. ADVANCED FINANCIAL CONSULTANTS- FIXED INS POSITION: agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 07/09/2009 ADDRESS: 2770 Commerce Dr NW, Rochester MN 55901, United States DESCRIPTION: sell/service fixed insurance 3. MITCHELL ALLEN POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 901 70th Ave SW, Byron MN 55920, United States DESCRIPTION: Selling of collectibles online. 4. THE ALPHA TEAM POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2023 ADDRESS: 2770 Commerce Dr NW, Rochester MN 55901, United States DESCRIPTION: I'm a partner/team member of the LLC. Specifically formed to share overhead costs and help my partners business grow. DBA name for securities 5. D4BBT LLC POSITION: President NATURE: I established an LLC for liability and tax purposes/pass through entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/22/2022 ADDRESS: 2770 Commerce Dr NW, Rochester MN 55901, United States DESCRIPTION: used only for income & expenses for business taxes/pass through entity
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-11-03 |
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