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Current Employers
Cantor Fitzgerald Investment Advisors

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-02-06
NY RA APPROVED 2023-11-30
  • AZ RA
    APPROVED
    Since 2024-02-06
  • NY RA
    APPROVED
    Since 2023-11-30

Branch Locations

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 02/2017 01/2018
Sourceone Dental Chandler AZ 01/2016 11/2016
Unemployed Chandler AZ 11/2016 02/2017
Griffin Capital Securities, Llc Phoenix AZ 01/2018 11/2021
Cantor Fitzgerald & Co. Queen Creek AZ 11/2021 Present
  • 02/2017 → 01/2018
    Chandler, AZ
  • 01/2016 → 11/2016
    Sourceone Dental
    Chandler, AZ
  • 11/2016 → 02/2017
    Unemployed
    Chandler, AZ
  • 01/2018 → 11/2021
    Griffin Capital Securities, Llc
    Phoenix, AZ
  • 11/2021 → Present
    Cantor Fitzgerald & Co.
    Queen Creek, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-07
S66 Uniform Combined State Law Examination 2017-11-24
S63 Uniform Securities Agent State Law Examination 2012-02-17
  • S65 Uniform Investment Adviser Law Examination
    2022-04-07
  • S66 Uniform Combined State Law Examination
    2017-11-24
  • S63 Uniform Securities Agent State Law Examination
    2012-02-17
Other Names
  • Tim Collier
  • Tim Collier
  • Timothy A Collier
  • Timothy A. Coller
  • Timothy Collier

View on SEC IAPD

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