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110 East 59Th Street 7Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-02-06 |
| NY | RA | APPROVED | 2023-11-30 |
Branch Locations
110 East 59Th Street 7Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 02/2017 | 01/2018 |
| Sourceone Dental | Chandler | AZ | 01/2016 | 11/2016 |
| Unemployed | Chandler | AZ | 11/2016 | 02/2017 |
| Griffin Capital Securities, Llc | Phoenix | AZ | 01/2018 | 11/2021 |
| Cantor Fitzgerald & Co. | Queen Creek | AZ | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-07 |
| S66 | Uniform Combined State Law Examination | 2017-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-17 |
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