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Sarah Lall

Fifth Third Securities, Inc.

Kildeer, IL

Buffalo Grove, IL

Palatine, IL

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2014-08-21
  • IL RA
    APPROVED
    Since 2014-08-21

Branch Locations

20896 N. Quentin Road, Kildeer, IL 60047 • United States

345 W Dundee, Buffalo Grove, IL 60089 • United States

700 W Euclid Ave, Palatine, IL 60067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Buffalo Grove IL 08/2014 Present
  • 08/2014 → Present
    Fifth Third Securities
    Buffalo Grove, IL
Previous Registrations
  • 2011-04-08 → 2014-08-20
    Pnc Wealth Management Llc
    West Dundee, IL
    Carpentersville, IL
    West Dundee, IL
    Algonquin, IL
    Huntley, IL
    Cyrstal Lake, IL
  • 2008-01-09 → 2011-04-08
    U.S. Bancorp Investments, Inc.
    Highwood, IL
    Wheeling, IL
    Deerfield, IL
    Palatine, IL
  • 2005-07-06 → 2008-01-02
    Chase Investment Services Corp.
    Palatine, IL
    Chicago, IL
  • 2005-06-16 → 2005-07-06
    Banc One Securities Corporation
    Palatine, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-15
S63 Uniform Securities Agent State Law Examination 2000-06-08
  • S66 Uniform Combined State Law Examination
    2005-06-15
  • S63 Uniform Securities Agent State Law Examination
    2000-06-08
Other Names
  • Sarah R Lall
  • Sarojini Lall
  • Sarojini Raj Lall
  • Sarah Raj Lall
  • Sarojini J Bajaj

View on SEC IAPD

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