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Current Employers
Realta Investment Advisors, Inc

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-02
IL RA APPROVED 2022-07-06
  • TX RA
    APPROVED
    Since 2022-08-02
  • IL RA
    APPROVED
    Since 2022-07-06

Branch Locations

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

21720 W Long Grove Road Suite C 411, Deer Park, IL 60047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Airlines Credit Union Rosemont IL 09/2015 10/2017
Cetera Investment Services Llc St Cloud MN 09/2015 10/2017
Cetera Investment Advisers Llc Rosemont IL 09/2015 10/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Deer Park IL 10/2017 09/2020
Bank Of America, N.A. Deer Park IL 02/2018 09/2020
Kestra Investment Services, Llc Palatine IL 09/2020 07/2022
Kestra Private Wealth Services, Llc Palatine IL 09/2020 07/2022
Realta Equities, Inc. Wilmington DE 07/2022 Present
Realta Investment Advisors, Inc. Wilmington DE 07/2022 Present
Previous Registrations
  • 2020-09-25 → 2022-07-05
    Austin, TX
    Palatine, IL
  • 2017-10-31 → 2020-09-24
    Northbrook, IL
    Deer Park, IL
  • 2015-09-08 → 2017-10-30
    Rosemont, IL
  • 2013-12-10 → 2015-09-11
    Dundee, IL
    Cary, IL
    Darien, IL
    Carpentersville, IL
    Elk Grove Village, IL
    Rolling Meadows, IL
    Hoffman Estates, IL
    Elk Grove Village, IL
    Hampshire, IL
    Bolingbrook, IL
    Oak Lawn, IL
    Joliet, IL
    Homer Glen, IL
    Orlando Park, IL
    Bolingbrook, IL
    Chicago, IL
    Kankakee, IL
    Evergreen Park, IL
    Joliet, IL
    Bourbonnais, IL
    Matteson, IL
    Cary, IL
    Fort Mill, SC
  • 2013-01-16 → 2013-12-13
    Crystal Lake, IL
    Woodstock, IL
    Mchenry, IL
    Algonquin, IL
    Cary, IL
    Gurnee, IL
    Fox Lake, IL
    Round Lake Beach, IL
    Antioch, IL
  • 2011-03-17 → 2013-01-22
    Darien, IL
    Fort Mill, SC
    Dundee, IL
    Darien, IL
  • 2009-08-03 → 2011-03-08
    Cetera Investment Services Llc
    Mchenry, IL
  • 2009-06-01 → 2009-07-27
    Barrington, IL
  • 2008-12-11 → 2009-06-01
    Morgan Stanley & Co. Llc
    Barrington, IL
Other Businesses

(1) Quantas Group, LLC; 21720 W Long Grove Road, Suite C 411 Deer Park, IL 60010; dba for marketing purposes; www.quantas.group; owner; revenue generated by management fees and commissions for transactional business; 40 hours per week during normal trading hours. (2) Realta Investment Advisors, Inc.; 1201 N Orange St Ste 729 Wilmington, DE 19801; Investment Advisory Services; Investment Advisor Representative; www.realtawealth.com. (3) Quantus Group, LLC; 21720 W Long Grove Rd, Suite C 411 Deer Park, IL 60010; tax benefits through life insurance products; www.quantas.group; advise on securities that involve tax benefits and refer clients to service providers such as accounting firms; Planning fees; 20 hours per week during normal trading hours. (4) Peak Pro; start: 6/2022; Not Investment Related; 7979 E Tufts Avenue Ste 1050 Denver, CO 80237; Fixed Insurance Sales; Commissions; 10 hours per month none during normal trading hours. (5) Qompound, LLC; start: 1/2026; Not Investment Related; 16192 Coastal Highway Lewes, DE 19958; SaaS-based platform to deliver tax advisory strategies to high income earners; Managing Member; No compensation; 10 hours per month none during normal trading hours. (6) Quantus Insurance Solutions, Inc.; start: 4/2025; Not Investment related; 21720 Long Grove Rd Ste C 411 Deer Park, IL 60010; Fixed life insurance sales; Managing Member; Commissions; 10 hours per month none during normal trading hours. (7) Quantus Group, LLC; start: 10/2025; Not Investment Related; 21720 W Long Grove Rd Suite C 411 Deer Park, IL 60010; Entity set up to process employee benefits; Managing Member; No compensation; 0+ hours per month none during normal trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-20
  • S66 Uniform Combined State Law Examination
    2008-10-20
Other Names
  • Shaun Peter Eck
  • Shaun Eck

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