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Katherine Micek

Raymond James & Associates, Inc.

Deer Park, IL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-04-14
  • IL RA
    APPROVED
    Since 2021-04-14

Branch Locations

21925 W. Field Parkway, Suite 206, Deer Park, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Barrington IL 11/2013 04/2021
Raymond James And Associates, Inc. Deer Park IL 04/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-02
S63 Uniform Securities Agent State Law Examination 2008-04-12
  • S66 Uniform Combined State Law Examination
    2012-03-02
  • S63 Uniform Securities Agent State Law Examination
    2008-04-12
Other Names
  • Katherine Lynn Sterken
  • Katherine Lynn Peters

View on SEC IAPD

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