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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-06-02 |
Branch Locations
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
2600 Medical Office Place, Goldsboro, NC 27533 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 05/2014 | Present |
1) Walnut Creek Country Club; 508 Lakeshore Dr. Goldsboro NC, 27534; Golf Course and Pro Shop for a private Country Club; Committee Chairman; Began 11/01/2018; Monthly meeting with the golf pro and the golf course superintendent regarding the golf course and tournament operations; 2 hour/month, 0 hours during trading hours. No compensation is received; Non-Investment Related; Business is not a client of the Firm. 2) WALNUT CREEK COUNTRY CLUB POSITION: Vice President NATURE: Board Position (including at a Non-profit) INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: 508 Lakeshore Dr, Goldsboro NC 27534, United States DESCRIPTION: Attend monthly board meetings and committee meetings, as well, and together with our board of 11 members, we make financial decisions regarding membership dues, capital assessments, and capital expenditures on the club's facilities. We are also tasked with employment decisions on the management of the club, including hiring, firing, and compensation. We do not receive compensation. We are elected by the general membership to serve as board members and the Board elects the officers for two-year terms.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-11 |
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