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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2014-06-02
  • NC RA
    APPROVED
    Since 2014-06-02

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

2600 Medical Office Place, Goldsboro, NC 27533 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 05/2014 Present
  • 05/2014 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
Other Businesses

1) Walnut Creek Country Club; 508 Lakeshore Dr. Goldsboro NC, 27534; Golf Course and Pro Shop for a private Country Club; Committee Chairman; Began 11/01/2018; Monthly meeting with the golf pro and the golf course superintendent regarding the golf course and tournament operations; 2 hour/month, 0 hours during trading hours. No compensation is received; Non-Investment Related; Business is not a client of the Firm. 2) WALNUT CREEK COUNTRY CLUB POSITION: Vice President NATURE: Board Position (including at a Non-profit) INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: 508 Lakeshore Dr, Goldsboro NC 27534, United States DESCRIPTION: Attend monthly board meetings and committee meetings, as well, and together with our board of 11 members, we make financial decisions regarding membership dues, capital assessments, and capital expenditures on the club's facilities. We are also tasked with employment decisions on the management of the club, including hiring, firing, and compensation. We do not receive compensation. We are elected by the general membership to serve as board members and the Board elects the officers for two-year terms.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-31
S63 Uniform Securities Agent State Law Examination 2007-10-11
  • S66 Uniform Combined State Law Examination
    2013-05-31
  • S63 Uniform Securities Agent State Law Examination
    2007-10-11
Other Names
  • Jamie Martin
  • James Martin

View on SEC IAPD

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