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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-11-30 |
| VA | RA | APPROVED | 2020-11-30 |
Branch Locations
10 S Jefferson St Ste 100, Roanoke, VA 24011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Roanoke | VA | 07/2007 | 11/2020 |
| Wells Fargo Clearing Services, Llc. | Roanoke | VA | 11/2020 | Present |
BUCK RIDGE, LLC; NOT INV. RELATED; TROUTVILLE,VA; 100% OWNERSHIP; START DATE 10/13/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; LAND OWNERSHIP.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-27 |
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