Karen Dalmau

Current Employers

Employment History

• 03/2014 → 09/2017
  Morgan Stanley
  Los Angeles, CA
• 09/2017 → 02/2023
  Ubs
  Westlake Village, CA
• 04/2023 → 03/2024
  Morgan Stanley
  Los Angeles, CA
• 03/2024 → 05/2026
  Edward Jones
  St. Louis, MO
• 05/2026 → Present
  Oppenheimer & Co. Inc.
  Los Angeles, CA

Previous Registrations

• 2024-03-18 → 2026-05-13
  Edward Jones
  St. Louis, MO
  Ventura, CA
  St Louis, MO
  Tempe, AZ
  Ventura, CA
• 2023-04-14 → 2024-03-21
  Morgan Stanley
  Los Angeles, CA
• 2017-10-19 → 2023-03-06
  Ubs Financial Services Inc.
  Westlake Village, CA
  Sherman Oaks, CA
  Santa Barbara, CA
  Los Angeles, CA
  Ventura, CA
  Ventura, CA
  Weehawken, NJ
  Nashville, TN
• 2014-04-09 → 2017-09-20
  Morgan Stanley
  Los Angeles, CA
  Santa Monica, CA
  Beverly Hills, CA
• 2012-12-06 → 2014-02-11
  Waddell & Reed
  Torrance, CA
• 2011-02-07 → 2012-12-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Redondo Beach, CA
  Los Angeles, CA
  Redondo Beach, CA
• 2010-01-26 → 2011-01-21
  Ameriprise Financial Services, Llc
  Newport Beach, CA
• 2009-07-24 → 2009-11-23
  Wells Fargo Investments, Llc
  Rancho Palos Verdes, CA
• 2007-11-16 → 2008-02-25
  Edward Jones
  Redondo Beach, CA
  St Louis, MO

Other Businesses

INVESTMENT RELATED PROPERTY ORIGINALLY BUILT FOR FAMILY USE BUT IS NOW BEING RENTED TO ASSIST WITH COVERING THE PROPERTY TAX. THE PROPERTY IS LOCATED IN VENTURA, CA. I SPEND LESS THAN 2 HOURS PER MONTH ON MY PROPERTY MANAGEMENT DUTIES. PROPERTY MANAGEMENT RESPONSIBILITIES ARE LIMITED DUE TO THIS BEING A NEWER PROPERTY.

Exams

• S66 Uniform Combined State Law Examination
  2007-11-09

Other Names

• Karen Lyn Glancy
• Karen Lyn Glancy
• Karen L Dalmau
• Karen Lyn Dalmau
• Karen Dalmau