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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-01-09
  • FL RA
    APPROVED
    Since 2014-01-09

Branch Locations

1876 Eider Ct. Suite B, Tallahassee, FL 32308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Calton & Associates, Inc Tallahassee FL 12/2013 Present
Previous Registrations
  • 2007-10-11 → 2013-11-25
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    St Louis, MO
Other Businesses

Rosenberg Alvis Ambrose Wealth Management . Investment Related. Address: 1876 Elder Court Suite B Tallahassee, FL 32308.Nature of Business: Financial Services and Insurance: Position: Partner, Started 01/01/2022. 160 hours per month, 100 hours per month during trading hours. Duties & Responsibilities: this is a DBA for all my financial service and insurance business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-27
  • S66 Uniform Combined State Law Examination
    2007-09-27

View on SEC IAPD

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